Law Offices of David S. Rich, LLC

Professional Disciplinary Actions At the Law Offices of David S. Rich, LLC, we have substantial experience representing professionals in disciplinary investigations and formal disciplinary actions brought by New York State and federal administrative agencies or by self-regulatory organizations (SROs). The professionals whom we defend in investigations and formal disciplinary actions include securities industry professionals, certified financial planners, physicians, physician assistants, specialist assistants, lawyers, judges, certified public accountants, dentists, mental health practitioners, nurses, podiatrists, psychologists, veterinarians, and many other types of licensed professionals. Learn more: https://davidrichlaw.com/professional-disciplinary-actions/ #ProfessionalDisciplinaryActions #DisciplinaryActions

Securities Litigation and Arbitration For investors, securities fraud and negligence can be financially and emotionally catastrophic. If you are involved in a securities fraud or negligence claim, it is important to have an experienced NY fraud lawyer on your side. At the Law Offices of David S. Rich, LLC, we represent investors who have suffered financial losses due to securities fraud. We also handle a select number of securities fraud defense cases. Our diverse experience gives us a deeper and more nuanced understanding of securities fraud claims, which we use to our clients’ benefit. https://davidrichlaw.com/securities-litigation-and-arbitra/ Call Now For A Consultation (347) 941-0760 #SecuritiesLitigation #SecuritiesArbitration

What A Promissory Note Arbitration Lawyer Does A promissory note arbitration attorney adeptly negotiates, on behalf of brokers, with brokerage firms which seek to collect on promissory notes. Further, if a forgivable loan dispute cannot be settled, a promissory note arbitration lawyer zealously defends the brokers in promissory note arbitrations before The Financial Industry Regulatory Authority, Inc. (FINRA). Learn more: https://davidrichlaw.com/new-york-city-promissory-note-arb/ #PromissoryNoteArbitration #AttorneyAtLaw

What A Form U-5 Expungement Attorney Does A Form U-5 expungement attorney adeptly negotiates, with brokerage firms, the information to be included on the Form U-5s which the firms will file with securities regulators to report the termination of the brokers’ employment. Further, when pre-filing negotiations do not succeed, a Form U-5 expungement lawyer zealously arbitrates, on behalf of brokers, FINRA proceedings seeking to expunge negative statements made on the brokers’ Form U-5s. Learn more: https://davidrichlaw.com/how-can-brokers-expunge-their-for/ #FormU5Expungements #AttorneyAtLaw

How FINRA Inquiry Letters Arise A FINRA investigator prepares and sends, to the broker or financial advisor, a letter stating that FINRA is conducting an inquiry into some matter. FINRA’s inquiry letter asks the broker or advisor to provide a signed, written statement about potential violations of securities laws or rules. Further, FINRA’s inquiry letter typically asks the broker to answer a list of particular questions and to provide copies of all correspondence or memoranda referring to the matter. Learn more: https://davidrichlaw.com//finra-investigations-and-discip/ #FINRAInquiryLetter #FINRA

FINRA Arbitration Arbitration panels of The Financial Industry Regulatory Authority, Inc. (FINRA) decide the vast majority of Wall Street employment-related disputes. At the Law Offices of David S. Rich, LLC, our FINRA arbitration attorneys have substantial experience representing employees in the securities industry in employment-related arbitration proceedings against brokerage firms before FINRA. Among the types of claims which we prosecute and defend, on behalf of i...ndividuals, in FINRA arbitrations are the following: Unpaid Bonus Claims Unpaid Commissions Claims Wrongful Termination Claims https://davidrichlaw.com/practice-areas/finra-arbitration/ #FINRAArbitration #FINRA

Attorney David S. Rich Publishes Authoritative Book on Employment Law for Executives and Professionals - https://www.webwire.com/ViewPressRel.asp?aId=264075

FINRA Arbitration panels of The Financial Industry Regulatory Authority, Inc. (FINRA) decide the vast majority of Wall Street employment-related disputes. At the Law Offices of David S. Rich, LLC, our FINRA arbitration attorneys have substantial experience representing employees in the securities industry in employment-related arbitration proceedings against brokerage firms before FINRA. Further, at the Law Offices of David S. Rich, LLC, we have extensive experience representing employees in the securities industry in investigations and formal disciplinary actions brought by FINRA. https://davidrichlaw.com/finra/ Call Now For A Consultation (347) 941-0760 #FINRA #AttorneyAtLaw

New Jersey Appeals Attorney If you disagree with a New Jersey judge’s decision, you should immediately contact a New Jersey appeals attorney. Appeals involve strict filing deadlines. If you file a late appeal, the appellate court will dismiss it and uphold the lower court or agency’s decision. Before you file an appeal, it’s vital that you understand New Jersey’s appellate system and procedures. Learn about these process here: https://davidrichlaw.com/new-jersey/new-jersey-appeals/ #NewJerseyAppealsAttorney #AttorneyAtLaw

New Jersey Business Litigation Attorney What A Business Litigation Attorney Does? A business litigation attorney represents companies and individuals in civil and commercial matters, such as breach of contract lawsuits, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, mortgage foreclosure actions, product liability litigation, franchisor-franchisee litigation, qui tam actions, divorce actions and post-divorce judgment proceedings. Learn more: https://davidrichlaw.com/new-jersey/business-litigation/ #BusinessLitigation #AttorneyAtLaw

New York Appellate Attorney in New York City An experienced New York appellate attorney understands that all judges make mistakes. While not all adverse determinations by courts can (or should) be appealed, you should always consult with a lawyer before abandoning your civil or commercial claim. It is vital that you act quickly there are strict filing deadlines in both New York and federal appeals. If you do not meet these deadlines, the court will dismiss your appeal and uphold the lower court’s decision. Learn more: https://davidrichlaw.com/ny-appeals/ #AppellateAttorney #AttorneyAtLaw

Business Contracts And Agreements What Is a Contract? A contract is simply a binding promise based upon an offer, acceptance, and consideration. When you enter into a business contract, you agree to fulfill certain obligations (such as providing services or prompt payment). If you or the other party do not meet the terms of the contract, you are in breach and may subsequently be liable for damages. Ideally, a contract is a written document that is thoroughly negotiated by a business lawyer NYC and defines each party’s responsibilities. However, contracts may also be created orally or by a handshake agreement. Learn more: https://davidrichlaw.com/discusses-contracts-and-agreements/ #BusinessContracts #BusinessAgreements

What Does A Business Dissolution Attorney Do? A business dissolution attorney represents privately held corporations, partnerships, and limited liability companies and the individuals who own and operate them. They also handle other types of corporate litigation, such as actions seeking to legally separate the owners of these business entities. Learn more: https://davidrichlaw.com/business-dissolution/ #BusinessDissolution #BusinessDissolutionAttorney